Quantcast
Channel: Compliance Complete North America
Viewing all articles
Browse latest Browse all 13886

U.S. SEC launches "sweep" exams of alternative mutual funds - report

$
0
0
The U.S. Securities and Exchange Commission has begun an anticipated broad examination of alternative mutual funds, the Wall Street Journal reported, citing people familiar with the matter. The so-called funds "sweep" includes examinations of large investment companies such as BlackRock Inc and AQR Capital Management LLC, and smaller firms that previously did not offer mutual funds, the Journal said. BlackRock has launched seven alternative mutual funds aimed at penetrating the retail alternatives market. Alternative mutual funds typically employ investment strategies that imitate those of hedge funds, such as investing in private debt or shorting assets, and command higher fees. Traditional mutual funds, in comparison, generally invest in more standard asset classes such as stocks and bonds for the long haul. Reuters reported in July that a surge of investment in alternative mutual funds had caught the attention of the regulators and the SEC would launch examinations of

Viewing all articles
Browse latest Browse all 13886

Trending Articles