Quantcast
Channel: Compliance Complete North America
Viewing all articles
Browse latest Browse all 13886

CME wants out of U.S. SEC's plan to reduce trading glitches

$
0
0
CME Group Inc, the world's largest futures exchange, is asking U.S. securities regulators to be excluded from proposed rules that would require exchanges and clearing agencies to conduct testing and be better prepared to handle trading glitches or natural disasters. In a July 8 letter to the Securities and Exchange Commission, CME said its clearinghouse for credit derivatives is already overseen by two other regulators and that CME should not be subject to the rules because it does not play a significant role in U.S. securities markets. "These significant burdens should be weighed against the purported benefit" of the new rule, wrote CME Executive Director Joseph Adamczyk. The SEC's proposal, made in March, followed a string of major disruptions in U.S. equity markets. In May of last year, technical problems at the Nasdaq OMX stock exchange marred the initial public offering of social media giant Facebook. Then in August, Knight Capital Group, now known as KCG Holdings Inc

Viewing all articles
Browse latest Browse all 13886

Trending Articles